National Association of Securities Dealers

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National Association of Securities Dealers

ORGANIZATION

Regulatory organization overseeing NASDAQ. Merged with the parallel New York Stock Exchange committee in 2007, forming the Financial Industry Regulatory Authority.

Name Occupation Birth Death Known for

John W. Bachmann Business 16-Nov-1938 Partner, Edward Jones

Frank E. Baxter Business c. 1938 CEO of Jefferies & Company, 1987-2000

Jack Bogle Business 8-May-1929 Founder, The Vanguard Group

Michael W. Brown Business c. 1946 CFO of Microsoft, 1994-97

James Dimon Business 13-Mar-1956 CEO of JP Morgan Chase

Ronald Lee Gilman Judge 16-Oct-1942 6th Circuit Court of Appeals

Robert R. Glauber Business ? National Association of Securities Dealers

Ray J. Groves Business c. 1935 CEO of Ernst & Young, 1977-94

Joseph R. Hardiman Business c. 1938 CEO of NASDAQ, 1987-97

Charles B. Johnson Business 6-Jan-1933 Billionaire, Franklin Resources

Philip R. Lochner, Jr. Business c. 1942 Senior VP at Time Warner, 1991-98

Bernard L. Madoff Business 29-Apr-1938 Madoff Investment Securities LLC

Joe Ricketts Business 16-Jul-1941 Founder of Ameritrade

Mary L. Schapiro Government 19-Jun-1955 Financial Industry Regulatory Authority

Joel Seligman Educator 11-Jan-1950 President, University of Rochester

Frank G. Zarb Business 17-Feb-1935 US Energy Czar, 1974-77

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